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Posts tagged with: "financial+services"
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Financial Services Fact Book
28 Feb 2009, 8:35 am
Reputable, essential, unique--Financial Services Fact Book 2009 is an online book for the times. [read post]
Virtual Library Cat's Eye View - http://deanelawlibrary.blogspot.com/
Financial Services Compensation Scheme Ltd v Abbey National Treasury Services plc (Financial Services Authority intervening) - WLR Daily
4 Aug 2008, 9:34 am
Financial Services Compensation Scheme Ltd v Abbey National Treasury Services plc (Financial Services Authority intervening) [2008] EWHC 1897 (Ch); [2008] WLR (D) 277 “The Financial Services Authority had power under the Financial Services and Markets Act 2000 to include rules in the financial services compensation scheme which provided for the assignment of third party claims. [read post]
Current Awareness Weblog - http://www.innertemplelibrary.com/
Hot Topic: Financial Services Cybersecurity
30 Jul 2013, 8:33 am by Travis P. Nelson
Nelson is counsel in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
Financial Regulatory Report - http://www.financialregulatoryreport.com/
Enhancing Financial Stability by Improving Culture in the Financial Services Industry
21 Oct 2014, 4:33 pm by Sabrina I. Pacifici
Then, I will focus on how incentives could be improved within the financial services industry to encourage better culture and behavior. [read post]
beSpacific - http://www.bespacific.com/
Omarova on Financial Services Regulation
11 Sep 2011, 7:29 am by Securites Lawprof
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
House Financial Services Votes for Consumer Financial Protection Agency
22 Oct 2009, 6:07 pm
The House Financial Services Committee voted (39-29) to create a Consumer Financial Protection Agency, a new, independent federal agency solely devoted to protecting Americans from unfair and abusive financial products and services. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
CFPB Reports on Access to Mobile Financial Services
10 Nov 2015, 7:49 am by Roberta G. Torian and D. Patrick Yoest
” By suggesting that mobile financial services are derived from more traditional services, the report possibly indicates that the CFPB will take a more “traditional” approach to regulating mobile financial services. [read post]
Financial Regulatory Report - http://www.financialregulatoryreport.com/
CFPB Reports on Access to Mobile Financial Services
10 Nov 2015, 7:49 am by Roberta G. Torian and D. Patrick Yoest
” By suggesting that mobile financial services are derived from more traditional services, the report possibly indicates that the CFPB will take a more “traditional” approach to regulating mobile financial services. [read post]
Financial Regulatory Report - http://www.financialregulatoryreport.com/
Financial services update
30 Oct 2008, 2:07 am
Minister for Superannuation and Corporate Law Senator the Hon Nick Sherry's speech at a Financial Services Regulation conference summarises recent events including: Australia's response to the global financial crisis; the government guarantee of bank deposits and bank funding insurance policyholder protection the $10.4 billion stimulus package short selling regulation national regulation of credit the Financial Services Working… [read post]
Australian Regulatory Compliance Review - http://www.djacobson.com/australian_regulatory_rev/
Duhl on Consumer Financial Services Law
3 Feb 2010, 6:40 am by buslawblogger
Duhl has posted International Developments in Consumer Financial Services Law 2007-2008 on SSRN with the following abstract: This Survey reviews international consumer financial services law developments in 2007 and 2008 (through August 15, 2008) in the areas of... [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/
House Financial Services
11 Jul 2008, 1:26 pm
House Financial Services Committee MarksUp Securities Act of 2008A bipartisan bill increasing the SEC's enforcement powers and requiring increased attention to accounting and auditing matters has been marked up by the House Financial Services Committee. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Election 2010 and Financial Services Politics
2 Nov 2010, 1:41 pm by J.W. Verret
The membership of the House Financial Services Committee is also important, though not as important as the Senate frankly.   [read post]
Truth on the Market - http://truthonthemarket.com/
Reed Smith's Financial Services Regulatory Group Welcomes Angela Angelovska-Wilson
4 Dec 2013, 12:59 pm by Leonard A. Bernstein
Bernstein is the Global Chair of the firm's Financial Services Regulatory Group. [read post]
Financial Regulatory Report - http://www.financialregulatoryreport.com/
Fitapelli Kurta Files FINRA Arbitration Against Hantz Financial Services, Inc.
7 Aug 2014, 7:14 am by Jonathan Kurta
On January 21, 2014, Hantz Financial Services, Inc. [read post]
Fitapelli Kurta News - http://stopbrokerfraud.com/news/
Call for Papers: AALS Financial Institutions and Consumer Financial Services
1 Jul 2010, 7:23 am by Adam Levitin
Here is a Call for Papers for the Financial Institutions and Consumer Financial Services section of AALS.   [read post]
Credit Slips - http://www.creditslips.org/creditslips/
Mailing Address for Toyota Financial Services
9 Apr 2012, 1:17 pm by Linda Rantz
This appears on the back of a recent customer statement of Toyota Financial Services (sorry for the hard-to-read image, but that’s what it looks like on the statement): The Toyota addresses relating to bankruptcy, so you can read them, are these: Toyota Financial Services, PO Box 8026, Cedar Rapids, IA, 52409-8026 Toyota Financial Services, Asset [...] [read post]
Due Diligence - http://rantz.biz/duediligence
Mailing Address for Toyota Financial Services
9 Apr 2012, 1:17 pm by Linda Rantz
This appears on the back of a recent customer statement of Toyota Financial Services (sorry for the hard-to-read image, but that’s what it looks like on the statement): The Toyota addresses relating to bankruptcy, so you can read them, are these: Toyota Financial Services, PO Box 8026, Cedar Rapids, IA, 52409-8026 Toyota Financial Services, Asset [...] [read post]
Due Diligence - http://rantz.biz/duediligence
Financial Services Act 2010
12 Apr 2010, 3:10 am by sally
Financial Services Act 2010 published Full text of Act (PDF) Source: www.opsi.gov.uk [read post]
Current Awareness Weblog - http://www.innertemplelibrary.com/
OIG for U.S. Postal Service Probes Expansion Into Financial Services
31 May 2015, 10:39 am by BuckleySandler
Postal Service (OIG) issued a report titled, “The Road Ahead for Postal Financial Services. [read post]
InfoBytes Blog - http://www.infobytesblog.com/
Inquiry into Financial Products and Services in Australia
28 Feb 2009, 12:11 pm
The Parliamentary Joint Committee on Corporations and Financial Services  has resolved to inquire into and report by 23  November  2009 on the issues associated with recent financial product and services provider collapses, such as Storm Financial, Opes Prime and other similar collapses, with particular reference to: the role of financial advisers; the general regulatory environment for these products and… [read post]
Australian Regulatory Compliance Review - http://www.djacobson.com/australian_regulatory_rev/