Capital Markets (2,636)
- AFFILIATED MANAGERS GROUP, INC. (46)
- ALLIANCEBERNSTEIN HOLDING L.P. (34)
- Ameriprise Financial (8)
- Apollo Global Management LLC (48)
- APOLLO INVESTMENT CORP (5)
- ARES CAPITAL CORP (33)
- Ares Management Corp (27)
- Artisan Partners Asset Management Inc. (17)
- Ascendant Digital Acquisition Corp. (32)
- Ashford Inc. (34)
- AssetMark Financial Holdings, Inc. (14)
- Associated Capital Group, Inc. (1)
- Bain Capital Specialty Finance, Inc. (9)
- Barings BDC, Inc. (14)
- BGC Partners, Inc. (17)
- BlackRock (17)
- BlackRock Capital Investment Corp (6)
- BlackRock TCP Capital Corp. (10)
- BLACKSTAR ENTERPRISE GROUP, INC. (59)
- Blackstone Group L.P. (69)
- Blucora, Inc. (36)
- BrightSphere Investment Group Inc. (24)
- CAPITAL SOUTHWEST CORP (24)
- Capitala Finance Corp. (7)
- Carlyle Group L.P. (30)
- Cboe Global Markets (35)
- Charles Schwab Corporation (56)
- CM Finance Inc (7)
- CME Group Inc. (9)
- Cohen & Co Inc. (34)
- COHEN & STEERS INC (1)
- CONCIERGE TECHNOLOGIES INC (2)
- ContextLogic Inc. (19)
- COWEN INC. (12)
- CREDITRISKMONITOR COM INC (1)
- Crescent Capital BDC, Inc. (22)
- DIAMOND HILL INVESTMENT GROUP INC (7)
- Donnelley Financial Solutions, Inc. (18)
- E*Trade (15)
- Eaton Vance Corp (10)
- ENTERPRISE DIVERSIFIED, INC. (5)
- Evercore (9)
- FactSet Research Systems Inc (8)
- Federated Investors (42)
- Firsthand Technology Value Fund, Inc. (1)
- Focus Financial Partners Inc. (17)
- Franklin Resources (30)
- Freedom Holding Corp. (27)
- GAIN Capital Holdings, Inc. (12)
- GAMCO INVESTORS, INC. ET AL (2)
- Garrison Capital Inc. (3)
- GLADSTONE INVESTMENT CORPORATION (16)
- GlassBridge Enterprises, Inc. (41)
- Goldman Sachs (60)
- Goldman Sachs BDC, Inc. (3)
- GOLUB CAPITAL BDC, Inc. (21)
- Great Elm Capital Corp. (5)
- Great Elm Capital Group, Inc. (11)
- Greenhill & Co., Inc. (4)
- Greenpro Capital Corp. (40)
- GSV Capital Corp. (14)
- Hamilton Lane INC (19)
- Harvest Capital Credit Corp (7)
- HENNESSY ADVISORS INC (9)
- Hercules Capital, Inc. (27)
- Heritage Global Inc. (27)
- Horizon Technology Finance Corp (23)
- HOULIHAN LOKEY, INC. (9)
- Interactive Brokers (2)
- Intercontinental Exchange (23)
- INTL FCStone Inc. (27)
- Invesco Ltd. (25)
- Investment Technology Group, Inc. (6)
- Janus Henderson Group plc (20)
- KCAP Financial, Inc. (17)
- KKR & Co. Inc. (46)
- Kyto Technology & Life Science, Inc. (7)
- Lazard Ltd (14)
- Legg Mason Inc (9)
- LPL Financial Holdings Inc. (22)
- Main Street Capital CORP (11)
- Manning & Napier, Inc. (30)
- MarketAxess Holdings Inc (32)
- Medley Capital Corp (15)
- MEDLEY MANAGEMENT INC. (9)
- Moelis & Co (6)
- MONROE CAPITAL Corp (9)
- Moody's Corp (31)
- Morgan Stanley (20)
- Morningstar, Inc. (16)
- MSCI Inc (145)
- MVC CAPITAL, INC. (7)
- Nasdaq, Inc. (34)
- NATIONAL HOLDINGS CORP (14)
- New Mountain Finance Corp (13)
- NewHold Investment Corp. II (43)
- Newtek Business Services Corp. (33)
- Northern Trust Corp. (29)
- Oaktree Specialty Lending Corp (24)
- Oaktree Strategic Income Corp (16)
- Och-Ziff Capital Management Group LLC (39)
- OPPENHEIMER HOLDINGS INC (1)
- Owl Rock Capital Corp (34)
- Oxford Square Capital Corp. (4)
- PennantPark Floating Rate Capital Ltd. (7)
- Piper Jaffray Companies (21)
- PJT Partners Inc. (5)
- PROSPECT CAPITAL CORP (22)
- Pzena Investment Management, Inc. (10)
- RAND CAPITAL CORP (9)
- Raymond James Financial Inc. (14)
- S&P Global, Inc. (24)
- SAFEGUARD SCIENTIFICS INC (11)
- SARATOGA INVESTMENT CORP. (15)
- SEI Investments Corp (2)
- SIEBERT FINANCIAL CORP (6)
- Silvercrest Asset Management Group Inc. (8)
- Solar Capital Ltd. (10)
- Solar Senior Capital Ltd. (5)
- State Street Corp. (39)
- Stellus Capital Investment Corp (9)
- Stifel Financial Corp (13)
- T. Rowe Price Group (8)
- TCG BDC, INC. (8)
- TD AMERITRADE HOLDING CORP (19)
- The Bank of New York Mellon Corp. (19)
- Tradeweb Markets Inc. (33)
- TriplePoint Venture Growth BDC Corp. (9)
- U S GLOBAL INVESTORS INC (2)
- VetaNova Inc. (16)
- Victory Capital Holdings, Inc. (12)
- Virtu Financial, Inc. (32)
- Virtus Investment Partners, Inc. (9)
- Waddell & Reed Financial, Inc. (21)
- WhiteHorse Finance, Inc. (16)
- WisdomTree Investments, Inc. (8)
- Business Finance (1,143)
- Business Formation (63)
- Business Operations (164)
- Human Resources (571)
- Intellectual Property (114)
- Mergers & Acquisitions (53)
- Real Estate (21)
- Uncategorized (507)
- Incremental Commitment Agreement, dated as of December 10, 2021, made by Oaktree Specialty Lending Corporation, as Borrower, BNP Paribas, as assuming lender, and ING Capital LLC,... (Oaktree Specialty Lending Corp, Filed With SEC on December 13, 2021)
- Underwriting Agreement, dated December 9, 2021, by and between SuRo Capital Corp. and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (GSV Capital Corp., Filed With SEC on December 10, 2021)
- Form of Note for the 2.10% Notes due 2032 (BlackRock, Filed With SEC on December 10, 2021)
- Indenture dated as of December 8, 2021 among KKR Group Finance Co. X LLC, KKR & Co. Inc., KKR Group Partnership L.P. and The Bank of New York Mellon Trust Company, N.A., as trustee (KKR & Co. Inc., Filed With SEC on December 8, 2021)
- First Supplemental Indenture dated as of December 8, 2021 among KKR Group Finance Co. X LLC, KKR & Co. Inc., KKR Group Partnership L.P. and The Bank of New York Mellon Trust... (KKR & Co. Inc., Filed With SEC on December 8, 2021)
- Convertible Promissory Note Sixth Street Lending LLC (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on December 8, 2021)
- Securities Purchase Agreement Sixth Street Lending LLC (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on December 8, 2021)
- Transfer Agent Instruction Letter Sixth Street Lending LLC (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on December 8, 2021)
- Note Purchase Agreement, dated as of December 7, 2021, among Artisan Partners Holdings LP and the purchasers listed therein (Artisan Partners Asset Management Inc., Filed With SEC on December 7, 2021)
- Note Purchase Agreement, dated December 6, 2021, by and between WhiteHorse Finance, Inc. and the Purchaser signatory thereto (WhiteHorse Finance, Inc., Filed With SEC on December 6, 2021)