Capital Markets (2,668)

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (46)
ALLIANCEBERNSTEIN HOLDING L.P. (34)
Ameriprise Financial (8)
Apollo Global Management LLC (48)
APOLLO INVESTMENT CORP (5)
ARES CAPITAL CORP (36)
Ares Management Corp (27)
Artisan Partners Asset Management Inc. (17)
Ascendant Digital Acquisition Corp. (32)
Ashford Inc. (34)
AssetMark Financial Holdings, Inc. (14)
Associated Capital Group, Inc. (1)
Bain Capital Specialty Finance, Inc. (9)
Barings BDC, Inc. (14)
BGC Partners, Inc. (17)
BlackRock (17)
BlackRock Capital Investment Corp (6)
BlackRock TCP Capital Corp. (10)
BLACKSTAR ENTERPRISE GROUP, INC. (59)
Blackstone Group L.P. (71)
Blucora, Inc. (36)
BrightSphere Investment Group Inc. (24)
CAPITAL SOUTHWEST CORP (24)
Capitala Finance Corp. (7)
Carlyle Group L.P. (30)
Cboe Global Markets (35)
Charles Schwab Corporation (56)
CM Finance Inc (7)
CME Group Inc. (9)
Cohen & Co Inc. (36)
COHEN & STEERS INC (1)
CONCIERGE TECHNOLOGIES INC (2)
ContextLogic Inc. (19)
COWEN INC. (12)
CREDITRISKMONITOR COM INC (1)
Crescent Capital BDC, Inc. (22)
DIAMOND HILL INVESTMENT GROUP INC (7)
Donnelley Financial Solutions, Inc. (18)
E*Trade (15)
Eaton Vance Corp (10)
ENTERPRISE DIVERSIFIED, INC. (7)
Evercore (9)
FactSet Research Systems Inc (8)
Federated Investors (43)
Firsthand Technology Value Fund, Inc. (1)
Focus Financial Partners Inc. (18)
Franklin Resources (31)
Freedom Holding Corp. (27)
GAIN Capital Holdings, Inc. (12)
GAMCO INVESTORS, INC. ET AL (2)
Garrison Capital Inc. (3)
GLADSTONE INVESTMENT CORPORATION (16)
GlassBridge Enterprises, Inc. (41)
Goldman Sachs (60)
Goldman Sachs BDC, Inc. (3)
GOLUB CAPITAL BDC, Inc. (22)
Great Elm Capital Corp. (5)
Great Elm Capital Group, Inc. (11)
Greenhill & Co., Inc. (4)
Greenpro Capital Corp. (40)
GSV Capital Corp. (15)
Hamilton Lane INC (19)
Harvest Capital Credit Corp (7)
HENNESSY ADVISORS INC (9)
Hercules Capital, Inc. (27)
Heritage Global Inc. (29)
Horizon Technology Finance Corp (23)
HOULIHAN LOKEY, INC. (9)
Interactive Brokers (2)
Intercontinental Exchange (23)
INTL FCStone Inc. (27)
Invesco Ltd. (25)
Investment Technology Group, Inc. (6)
Janus Henderson Group plc (20)
KCAP Financial, Inc. (17)
KKR & Co. Inc. (46)
Kyto Technology & Life Science, Inc. (7)
Lazard Ltd (14)
Legg Mason Inc (9)
LPL Financial Holdings Inc. (22)
Main Street Capital CORP (11)
Manning & Napier, Inc. (30)
MarketAxess Holdings Inc (32)
Medley Capital Corp (15)
MEDLEY MANAGEMENT INC. (9)
Moelis & Co (6)
MONROE CAPITAL Corp (9)
Moody's Corp (32)
Morgan Stanley (20)
Morningstar, Inc. (16)
MSCI Inc (145)
MVC CAPITAL, INC. (7)
Nasdaq, Inc. (34)
NATIONAL HOLDINGS CORP (14)
New Mountain Finance Corp (14)
NewHold Investment Corp. II (43)
Newtek Business Services Corp. (33)
Northern Trust Corp. (29)
Oaktree Specialty Lending Corp (24)
Oaktree Strategic Income Corp (16)
Och-Ziff Capital Management Group LLC (43)
OPPENHEIMER HOLDINGS INC (1)
Owl Rock Capital Corp (35)
Oxford Square Capital Corp. (4)
PennantPark Floating Rate Capital Ltd. (7)
Piper Jaffray Companies (21)
PJT Partners Inc. (5)
PROSPECT CAPITAL CORP (22)
Pzena Investment Management, Inc. (10)
RAND CAPITAL CORP (10)
Raymond James Financial Inc. (14)
S&P Global, Inc. (24)
SAFEGUARD SCIENTIFICS INC (12)
SARATOGA INVESTMENT CORP. (15)
SEI Investments Corp (2)
SIEBERT FINANCIAL CORP (9)
Silvercrest Asset Management Group Inc. (8)
Solar Capital Ltd. (12)
Solar Senior Capital Ltd. (5)
State Street Corp. (39)
Stellus Capital Investment Corp (10)
Stifel Financial Corp (13)
T. Rowe Price Group (8)
TCG BDC, INC. (8)
TD AMERITRADE HOLDING CORP (19)
The Bank of New York Mellon Corp. (19)
Tradeweb Markets Inc. (33)
TriplePoint Venture Growth BDC Corp. (9)
U S GLOBAL INVESTORS INC (2)
VetaNova Inc. (16)
Victory Capital Holdings, Inc. (12)
Virtu Financial, Inc. (32)
Virtus Investment Partners, Inc. (9)
Waddell & Reed Financial, Inc. (21)
WhiteHorse Finance, Inc. (17)
WisdomTree Investments, Inc. (8)

Browse by Contract Category

Recent Contracts

Credit Agreement, dated as of January 10, 2022, by and among Franklin Resources, Inc., as borrower, the financial institutions from time to time party thereto, as lenders, and... (Franklin Resources, Filed With SEC on January 14, 2022)
Sixteenth Supplemental Indenture, dated as of January 13, 2022, relating to the 2.875% Notes due 2027, between the Company and U.S. Bank National Association, as trustee (ARES CAPITAL CORP, Filed With SEC on January 13, 2022)
Purchase Agreement, dated as of January 6, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and BofA Securities, Inc., J.P. Morgan Securities... (ARES CAPITAL CORP, Filed With SEC on January 13, 2022)
Form of Fifth Supplement to Note Purchase Agreement (Solar Capital Ltd., Filed With SEC on January 12, 2022)
Twentieth Supplemental Indenture dated as of January 10, 2022 among Blackstone Holdings Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI... (Blackstone Group L.P., Filed With SEC on January 10, 2022)
Twenty-First Supplemental Indenture dated as of January 10, 2022 among Blackstone Holdings Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI... (Blackstone Group L.P., Filed With SEC on January 10, 2022)
Third Amendment to Fifth Amended and Restated Loan Agreement, dated January 4, 2022, by and among WHF Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National... (WhiteHorse Finance, Inc., Filed With SEC on January 10, 2022)
Federated Hermes, Inc. Stock Incentive Plan, amended as of January 7, 2022 (Federated Investors, Filed With SEC on January 7, 2022)
Purchase Agreement, dated as of December 30, 2021, for 653 Collins Ave, Miami Beach, FL, between Siebert Financial Corp. and City National Bank of Florida, a national banking... (SIEBERT FINANCIAL CORP, Filed With SEC on January 5, 2022)
Promissory Note, dated as of December 30, 2021, made by Siebert Financial Corp. in favor of Gloria E. Gebbia (SIEBERT FINANCIAL CORP, Filed With SEC on January 5, 2022)

Dec	JAN	Mar
	17
2021	2022	2023