Capital Markets (3,740)
- AFFILIATED MANAGERS GROUP, INC. (50)
- ALLIANCEBERNSTEIN HOLDING L.P. (42)
- ALTIMAR ACQUISITION CORP. (66)
- Ameriprise Financial (17)
- Apollo Global Management LLC (75)
- APOLLO INVESTMENT CORP (5)
- ARES CAPITAL CORP (41)
- Ares Management Corp (31)
- Artisan Partners Asset Management Inc. (21)
- Ascendant Digital Acquisition Corp. (32)
- Ashford Inc. (43)
- AssetMark Financial Holdings, Inc. (18)
- Associated Capital Group, Inc. (1)
- B. Riley Financial, Inc. (51)
- Bain Capital Specialty Finance, Inc. (9)
- Barings BDC, Inc. (16)
- BGC Partners, Inc. (19)
- BlackRock (19)
- BlackRock Capital Investment Corp (7)
- BlackRock TCP Capital Corp. (10)
- BLACKSTAR ENTERPRISE GROUP, INC. (62)
- Blackstone / GSO Secured Lending Fund (25)
- Blackstone Group L.P. (74)
- Blucora, Inc. (39)
- Bridge Investment Group Holdings Inc. (27)
- BrightSphere Investment Group Inc. (26)
- CAPITAL SOUTHWEST CORP (24)
- Capitala Finance Corp. (9)
- Carlyle Group L.P. (33)
- Cboe Global Markets (47)
- Charles Schwab Corporation (66)
- CION Investment Corp (18)
- CM Finance Inc (7)
- CME Group Inc. (15)
- Cohen & Co Inc. (40)
- COHEN & STEERS INC (3)
- Coinbase Global, Inc. (9)
- CONCIERGE TECHNOLOGIES INC (10)
- ContextLogic Inc. (22)
- COWEN INC. (18)
- CREDITRISKMONITOR COM INC (1)
- Crescent Capital BDC, Inc. (24)
- DIAMOND HILL INVESTMENT GROUP INC (11)
- Diginex Ltd (7)
- Donnelley Financial Solutions, Inc. (24)
- E*Trade (15)
- Eaton Vance Corp (10)
- ENTERPRISE DIVERSIFIED, INC. (17)
- Evercore (14)
- FactSet Research Systems Inc (13)
- Federated Investors (49)
- FIDUS INVESTMENT Corp (13)
- FinTech Acquisition Corp. IV (42)
- Firsthand Technology Value Fund, Inc. (1)
- Focus Financial Partners Inc. (19)
- Franklin Resources (32)
- Freedom Holding Corp. (30)
- FS KKR Capital Corp (29)
- GAIN Capital Holdings, Inc. (12)
- GAMCO INVESTORS, INC. ET AL (2)
- Garrison Capital Inc. (3)
- GCM Grosvenor Inc. (22)
- GLADSTONE CAPITAL CORP (17)
- GLADSTONE INVESTMENT CORPORATION (17)
- GlassBridge Enterprises, Inc. (42)
- Goldman Sachs (72)
- Goldman Sachs BDC, Inc. (5)
- GOLUB CAPITAL BDC, Inc. (22)
- Great Elm Capital Corp. (6)
- Great Elm Capital Group, Inc. (11)
- Greenhill & Co., Inc. (5)
- Greenpro Capital Corp. (50)
- GSV Capital Corp. (17)
- Hamilton Lane INC (19)
- Harvest Capital Credit Corp (7)
- HENNESSY ADVISORS INC (9)
- Hercules Capital, Inc. (33)
- Heritage Global Inc. (29)
- Horizon Technology Finance Corp (28)
- HOULIHAN LOKEY, INC. (12)
- Interactive Brokers (3)
- Intercontinental Exchange (29)
- INTL FCStone Inc. (27)
- Invesco Ltd. (25)
- Investment Technology Group, Inc. (6)
- Janus Henderson Group plc (24)
- KCAP Financial, Inc. (19)
- KKR & Co. Inc. (59)
- Kyto Technology & Life Science, Inc. (7)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
- Lazard Ltd (19)
- Legg Mason Inc (9)
- LPL Financial Holdings Inc. (24)
- Main Street Capital CORP (12)
- Manning & Napier, Inc. (40)
- MarketAxess Holdings Inc (46)
- Medley Capital Corp (17)
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- Morgan Stanley Direct Lending Fund (15)
- MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (3)
- Morningstar, Inc. (16)
- MSCI Inc (159)
- MVC CAPITAL, INC. (7)
- Nasdaq, Inc. (41)
- NATIONAL HOLDINGS CORP (14)
- Nebula Parent Corp. (29)
- New Mountain Finance Corp (15)
- NewHold Investment Corp. II (44)
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- Northern Trust Corp. (37)
- Oaktree Specialty Lending Corp (26)
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- Och-Ziff Capital Management Group LLC (51)
- OFS Capital Corp (24)
- OPPENHEIMER HOLDINGS INC (1)
- Owl Rock Capital Corp (36)
- Oxford Square Capital Corp. (5)
- P10, Inc. (18)
- PennantPark Floating Rate Capital Ltd. (7)
- PENNANTPARK INVESTMENT CORP (9)
- Piper Jaffray Companies (27)
- PJT Partners Inc. (9)
- PROSPECT CAPITAL CORP (25)
- Pzena Investment Management, Inc. (12)
- RAND CAPITAL CORP (10)
- Raymond James Financial Inc. (15)
- Robinhood Markets, Inc. (41)
- Runway Growth Credit Fund Inc. (11)
- S&P Global, Inc. (33)
- SAFEGUARD SCIENTIFICS INC (13)
- SARATOGA INVESTMENT CORP. (19)
- SEI Investments Corp (2)
- SIEBERT FINANCIAL CORP (13)
- Silvercrest Asset Management Group Inc. (8)
- Solar Capital Ltd. (16)
- Solar Senior Capital Ltd. (6)
- State Street Corp. (48)
- Stellus Capital Investment Corp (11)
- StepStone Group Inc. (25)
- Stifel Financial Corp (14)
- T. Rowe Price Group (8)
- Tango Holdings, Inc. (11)
- TCG BDC, INC. (9)
- TD AMERITRADE HOLDING CORP (19)
- The Bank of New York Mellon Corp. (20)
- TPG Partners, LLC (30)
- TPG Specialty Lending, Inc. (9)
- Tradeweb Markets Inc. (33)
- Trinity Capital Inc. (16)
- TriplePoint Venture Growth BDC Corp. (10)
- U S GLOBAL INVESTORS INC (2)
- ValueSetters Inc. (16)
- VetaNova Inc. (16)
- Victory Capital Holdings, Inc. (12)
- Virtu Financial, Inc. (36)
- Virtus Investment Partners, Inc. (9)
- VPC Impact Acquisition Holdings (57)
- Waddell & Reed Financial, Inc. (21)
- WhiteHorse Finance, Inc. (19)
- WisdomTree Investments, Inc. (11)
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- Equity Distribution Agreement, dated as of May 27, 2022 (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on May 27, 2022)
- Form of Forward Sale Agreement, dated as of May 27, 2022 (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on May 27, 2022)
- Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
- Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
- Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and SMBC Nikko Securities America, Inc (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
- Houlihan Lokey, Inc. Director Compensation Program (HOULIHAN LOKEY, INC., Filed With SEC on May 27, 2022)
- Houlihan Lokey, Inc. Executive Officer Transition Program (HOULIHAN LOKEY, INC., Filed With SEC on May 27, 2022)
- Siebert Financial Corp. Common Stock ($0.01 par value per share) Capital on Demand™Sales Agreement (SIEBERT FINANCIAL CORP, Filed With SEC on May 27, 2022)
- Amendment No. 1 to Stockholder Rights Agreement, dated as of May 25, 2022, between the Company and Continental Stock Transfer & Trust Company, as Rights Agent (WisdomTree Investments, Inc., Filed With SEC on May 26, 2022)
- Cooperation Agreement, dated May 25, 2022, by and among the Investor Group and the Company (WisdomTree Investments, Inc., Filed With SEC on May 26, 2022)